Lori Smith

VP, Professional Standards

Articles By

Lori Smith

Professionalism

December 13, 2024

When to add a Broker to an Ethics Complaint

We are often asked why the Broker is named as a Respondent in an Ethics Case, even if the Broker was not aware of the problem.

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Professionalism

November 28, 2024

What is the Most Common Code of Ethics Violation?

With Code of Ethics Article 1 being the most common Code of Ethics violated, this Article will explain how the panel renders a decision after the conclusion of a hearing.

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Professionalism

November 28, 2024

Common Enforcement Violations

This article will start with one of six most common violations of the Real Estate Law – Trust Fund Record Keeping Violations

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